Monitoring Visits - Audit Exempt Files
Category: Law & Regulation and Compliance | Duration: 1hr | Tag: VODIRE2246 | Type: Video | Speaker: Lindsay Webber | Date: 09/08/2022 11:30
Course Details
In this session we consider what reviewers look for on monitoring visits in relation to non-audit files. This will be of interest to accountants who are expecting a monitoring visit in the near future and to all accountants for on-going compliance and best practice. Monitoring visits can be stressful events, so being well-prepared can make them go much smoother and help to ensure they go well.
In this session, Lindsay Webber covers the following:
- Audit-exempt criteria & who can claim audit-exemption?
- Audit-exempt files – the requirements
- Audit-exempt financial statements
- Covid-19 considerations for audit-exempt engagements;
- Monitoring visits – common issues
CPD Course Speaker
OmniPro Strategic Solutions
Lindsay Webber
As a head of Strategic Solutions at OmniPro, Lindsay’s focus is on helping practices achieve on-going best practice compliance, providing in-house training and technical assistance in audit and financial reporting.
Lindsay is a member of the South African Institute of Chartered Accountants and Chartered Accountants Ireland. She trained with KPMG in Johannesburg and specialised in external audit of financial services companies. She then spent six years lecturing audit and financial reporting to under-grad and post-grad students at Rhodes University in South Africa before moving to Ireland and returning to practice in a small, and then a medium sized firm where she was an audit manager. She is passionate about combining her academic and practice backgrounds to provide technical information in a useful and practical way.
Outside of her accounting qualifications Lindsay holds a PGDiploma in Higher Education from Rhodes University, an MBA from Trinity College Dublin and a Diploma in Forensic Accounting from Chartered Accountants Ireland.
Lindsay is a member of the South African Institute of Chartered Accountants and Chartered Accountants Ireland. She trained with KPMG in Johannesburg and specialised in external audit of financial services companies. She then spent six years lecturing audit and financial reporting to under-grad and post-grad students at Rhodes University in South Africa before moving to Ireland and returning to practice in a small, and then a medium sized firm where she was an audit manager. She is passionate about combining her academic and practice backgrounds to provide technical information in a useful and practical way.
Outside of her accounting qualifications Lindsay holds a PGDiploma in Higher Education from Rhodes University, an MBA from Trinity College Dublin and a Diploma in Forensic Accounting from Chartered Accountants Ireland.